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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-10-26 |
Branch Locations
One Jericho Plaza Suit 205, Jericho, NY 11753 • United States
Roslyn, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Jericho | NY | 07/2015 | Present |
NAME OF ORGANIZATION: HECKSCHER MUSEUM OF ART POSITION: CHAIRMANS COUNCIL NO COMPENSATION 10 HOURS YEARLY NAME OF ORGANIZATION: ST. MARY'S FOUNDATION FOR CHILDREN POSITION: BOARD MEMBER NO COMPENSATION DUTIES: BOARD DUTIES, BUSINESS DEVELOPMENT, FUNDRAISING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-11-16 |
| S63 | Uniform Securities Agent State Law Examination | 2000-03-03 |
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