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Mark Allen Berger

Berger Financial Group

Plymouth, MN

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Current Employers
Berger Financial Group

1695 State Hwy 169 N, Plymouth, MN 55441 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2020-07-31
TX RA APPROVED 2020-07-31
  • MN RA
    APPROVED
    Since 2020-07-31
  • TX RA
    APPROVED
    Since 2020-07-31

Branch Locations

1695 State Hwy 169 N, Plymouth, MN 55441 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfield IA 06/2003 07/2020
Cambridge Investment Research, Inc. Fairfield IA 08/2003 07/2020
Cambridge Investment Research Advisors, Inc. Fairfield IA 03/2005 07/2020
Cambridge Investment Research, Inc. Fairfield IA 03/2006 07/2020
Berger Financial Group Plymouth MN 07/2020 Present
Purshe Kaplan Sterling Investments Albany NY 07/2020 Present
  • 06/2003 → 07/2020
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 08/2003 → 07/2020
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 03/2005 → 07/2020
    Fairfield, IA
  • 03/2006 → 07/2020
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 07/2020 → Present
    Plymouth, MN
  • 07/2020 → Present
    Purshe Kaplan Sterling Investments
    Albany, NY
Previous Registrations
  • 2005-03-28 → 2020-08-28
    Plymouth, MN
  • 2004-01-13 → 2005-03-28
    Cambridge Investment Research, Inc.
    Medicine Lake, MN
    Plymouth, MN
    Glen Allen, VA
    Raleigh, NC
    South Burlington, VT
    Rochester, NY
    Naples, FL
    Bend, OR
    Monticello, MN
Other Businesses

PURSHE KAPLAN STERLING INVESTMENTS, Investment-Related, 80 STATE STREET ALBANY, NY 12207, UNITED STATES (FINRA registered broker-dealer, CRD# 35747). Registered Representative. Transactions in general securities products during market trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-07-31
  • S66 Uniform Combined State Law Examination
    2003-07-31
Designations
Other Names
  • Mark A Berger

View on SEC IAPD

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