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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2018-10-11
TX RA APPROVED 2018-10-11
  • OH RA
    APPROVED
    Since 2018-10-11
  • TX RA
    APPROVED
    Since 2018-10-11

Branch Locations

1380 Brandywine Blvd [Satellite], Zanesville, OH 43701 • United States

655 Metro Place South Suite 720 [Satellite], Dublin, OH 43017 • United States

416 Main Street [Satellite], Coshocton, OH 43812 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Zanesville OH 10/2012 10/2018
Wells Fargo Advisors Financial Network, Llc Zanesville OH 10/2018 Present
Previous Registrations
Other Businesses

NESSELROAD & ASSOCIATES; INVESTMENT RELATED; ZANESVILLE, OH; 100% OWNERSHIP; START 10/11/2019; NUMBER OF HOURS PER MONTH 160; NUMBER OF HOURS DURING TRADING 8; FINANCIAL ADVISOR SALES. KENNY MIKE PROPERTIES, INVT RELATED, ZANESVILLE, OH, 100% OWNERSHIP, START DATE 4/1/2021, 1 HR PER MONTH, 0 HRS DURING TRADING, HOUSES COMMERCIAL PROPERTY FOR FINET PRACTICE.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-10-07
  • S66 Uniform Combined State Law Examination
    2005-10-07
Designations
Other Names
  • Mike Nesselroad
  • Michael Nesselroad
  • Kenneth Michael Nesselroad
  • K Michael Nesselroad

View on SEC IAPD

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