Carrie Lynn Penoyer

Current Employers

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-05-18

NY RA
APPROVED

Since 2021-05-18

Branch Locations

Oswego, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Axa Advisors, Llc	New York	NY	06/2003	06/2020
Equitable Advisors, Llc	New York	NY	06/2003	Present

06/2003 → 06/2020

Axa Advisors, Llc

New York, NY
06/2003 → Present

Equitable Advisors, Llc

New York, NY

Other Businesses

(1) Rotary Club of Oswego - Volunteer Club Member, not financial - Oswego, NY - 4/2014 - 6 hrs/mth. (2) Rotary Club of Oswego - Board of Director, not financial - Oswego, NY - 7/2018 - 5 hrs/mth. (3) Advisor of Record for Parents' Irrevocable Trusts. (4) Oswego Health Foundation Gala - Committee Chair not financial - Oswego, NY - 01/2023 - 1 hr/mth. (5) Integrated Community Planning of Oswego County - Board of Director not financial - Oswego, NY - 5/2024 - 1 hr/mth. (6) Garrett Dunsmoor Memorial Foundation - Board Member not financial - Oswego, NY - 01/2025 - 1 hr/mth.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-04-29

S66 Uniform Combined State Law Examination

2004-04-29

Other Names

Carrie Penoyer

View on SEC IAPD