Heinrich Karl Brandt

Current Employers

Brandt Wealth Advisors, Llc

Centreville, MD • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2013-01-09

MD RA
APPROVED

Since 2013-01-09

Branch Locations

Centreville, MD • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Brandt Wealth Advisors, Llc	Centreville	MD	10/2012	Present

10/2012 → Present

Brandt Wealth Advisors, Llc

Centreville, MD

Previous Registrations

2011-07-21 → 2012-10-23

Lovett Advisors

Wilmington, DE
2008-10-20 → 2011-06-30

Nationwide Securities, Llc

Ridgely, MD
2008-05-07 → 2008-08-22

Lpl Financial Llc

Centreville, MD

San Diego, CA
2005-08-01 → 2008-07-24

Uvest Financial Services Group, Inc.

Centreville, MD

Centreville, MD
2002-11-26 → 2005-12-15

Wye Financial Services Llc

Easton, MD
2000-02-16 → 2002-04-25

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Baltimore, MD

Other Businesses

1. CHOPTANK PURITAN CLUB-CIVIC ORGANIZATION.MEMBER 5-10 HRS MNTH 2. HEALTHY FAMILIES QUEEN ANNES/TALBOT ADVISORY BOARD..EARLY CHILDHOOD EDUCATION, YOUNG PARENT EDUCATION 2-4 HRS MNTH

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2000-01-05
S63	Uniform Securities Agent State Law Examination	1999-12-22

S65 Uniform Investment Adviser Law Examination

2000-01-05
S63 Uniform Securities Agent State Law Examination

1999-12-22

Other Names

Henry Karl Brandt

View on SEC IAPD