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Stephen James Kochis

Commonwealth Financial Network

Waltham, MA

Bolton, MA

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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2011-03-14
  • MA RA
    APPROVED
    Since 2011-03-14

Branch Locations

275 Wyman Street, Ste. 400, Waltham, MA 02451 • United States

Bolton, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Waltham MA 01/2003 Present
  • 01/2003 → Present
    Commonwealth Financial
    Waltham, MA
Other Businesses

Firefighter; Bolton Fire Department; Approximately 60% of time spend during business hours; Not conducted at branch; Not investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-03-18
  • S66 Uniform Combined State Law Examination
    2005-03-18
Other Names
  • Steve James Kochis

View on SEC IAPD

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