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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-12-19 |
| LA | RA | APPROVED | 2015-07-24 |
Branch Locations
650 Poydras St Ste 1417, New Orleans, LA 70130 • United States
La Place, LA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | New Orleans | LA | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | New Orleans | LA | 03/2020 | Present |
Independent Insurance Brokering; Illinois Mutual Life Insurance Company; 04/02/2019; Disability Income. Other Business Activities; ISMAANA; Will provide consulting of investments and will not have voting rights and will not be managing the fund; 46 Huntsman Horn Circle, , The Woodlands, TX, 77380; Investment-Related; 03/15/2023; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-02-10 |
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