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570 Devall Dr Ste 303, Auburn, AL 36832 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2023-04-06 |
Branch Locations
1331 Union Ave Ste 1000, Memphis, TN 38104 • United States
570 Devall Dr Ste 303, Auburn, AL 36832 • United States
570 Devall Drive Suite 303, Auburn, AL 36832 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2021-09-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bright Investments. Llc | Memphis | TN | 01/2020 | Present |
| Regions Financial Corporation | Memphis | TN | 05/2008 | 09/2019 |
| Not Employed | Memphis | TN | 08/2019 | 12/2019 |
| Lyons View Capital, Llc | Memphis | TN | 11/2022 | Present |
Name of the other business: Lyons View Capital, LLC Investment-related: YES Address: 570 Devall Dr, Ste 303, Auburn AL 36832 Nature of the other business: registered investment advisor Position: Partner Title: Portfolio Manager Start date: Nov 2022 Approximate number of hours/month: 160 Number of hours devoted during securities trading hours: 160 Duties relating to the other business: sales, marketing, operations, portfolio management
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-09-17 |
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