Seamus Mitchell

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2025-11-03
TX	RA	APPROVED	2025-11-03

NY RA
APPROVED

Since 2025-11-03
TX RA
APPROVED

Since 2025-11-03

Branch Locations

Two Jericho Plaza, Jericho, NY 11753 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc (Formerly: Linsco / Private Ledger Corp.)	Melville	NY	08/2004	11/2025
Morgan Stanley Smith Barney Llc	Jericoh	NY	11/2025	Present
Morgan Stanley Private Bank, N.A	New York	NY	12/2025	Present

08/2004 → 11/2025

Lpl Financial Llc (Formerly: Linsco / Private Ledger Corp.)

Melville, NY
11/2025 → Present

Morgan Stanley Smith Barney Llc

Jericoh, NY
12/2025 → Present

Morgan Stanley Private Bank, N.A

New York, NY

Previous Registrations

2020-10-02 → 2025-11-13

Lpl Financial Llc

Melville, NY

Melville, NY

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2005-08-12

S63 Uniform Securities Agent State Law Examination

2005-08-12

View on SEC IAPD

Current Employers

Morgan Stanley

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

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