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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2024-03-08 |
Branch Locations
919 East Main Street Suite 2000, Richmond, VA 23219-4622 • United States
Richmond, VA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bb&T Securities | Richmond | VA | 04/2003 | 01/2022 |
| Truist Investment Services, Inc. | Richmond | VA | 02/2021 | 01/2022 |
| Rbc Capital Markets, Llc | Richmond | VA | 01/2022 | Present |
SCOTT & STRINGFELLOW EDUCATIONAL FOUNDATION POSITION: Treasurer NATURE: As treasurer I am responsible for issuing the scholarship checks. I am responsible for paying and fees or other payments related to the Foundation. I am also responsible for compiling the necessary documents together to give to the CPA for the taxes INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 05/24/2019 ADDRESS: 901 E. Byrd St, Suite 500, Richmond VA 23219
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-03-08 |
| S63 | Uniform Securities Agent State Law Examination | 2023-11-30 |
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