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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-16 |
| TX | RA | APPROVED_RES | 2020-02-20 |
| NJ | RA | APPROVED | 2015-04-29 |
Branch Locations
821 Preempiton Road Building 400, Geneva, NY 14456 • United States
Farmington, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Private Bank, N.A. | Geneva | NY | 04/2015 | Present |
| Morgan Stanley Smith Barney Llc | Geneva | NY | 04/2015 | Present |
| Morgan Stanley Private Bank , N.A. | New York | NY | 11/2016 | Present |
*310730 - Victor Farmington Food Cupboard; Investment Related - No; Victor, New York; Humanitarian; Board Member, Finance Committee (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 09/2017; During Business Hours: 0; After Business Hours: 5; Supervising our Director of Operations, running monthly board meetings, attending events on behalf of the VFFC
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-04-13 |
| S63 | Uniform Securities Agent State Law Examination | 2003-06-13 |
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