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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2023-06-01
TX RA APPROVED 2023-06-01
  • CT RA
    APPROVED
    Since 2023-06-01
  • TX RA
    APPROVED
    Since 2023-06-01

Branch Locations

8 Wright Street, Westport, CT 06880-4701 • United States

Woodbury, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Ansonia CT 06/2015 11/2016
Wells Fargo Clearing Services, Llc Ansonia CT 11/2016 05/2023
Ubs Financial Services Inc Westport CT 06/2023 Present
Previous Registrations
Other Businesses

TRUSTEE FOR PARENTS; INV RELATED; NAUGATUCK, CT; START: 3/6/18; 4 HRS/MO; 0 DURING TRADING. RENTAL PROPERTY, INV RELATED, NAUGATUCK, CT, 100% OWNERSHIP BY TRUST, START 3/6/2018, 4 HOURS PER MONTH, ZERO DURING TRADING, LANDLORD. RENTAL PROPERTY, INV RELATED, NAUGATUCK, CT, 100% OWNERSHIP BY TRUST, START 3/6/2018, 4 HOURS PER MONTH, ZERO DURING TRADING, LANDLORD. RENTAL PROPERTY, INV RELATED, NAUGATUCK, CT, 100% OWNERSHIP BY TRUST, START 3/6/2018, 4 HOURS PER MONTH, ZERO DURING TRADING, LANDLORD. 2) Name of Business: Fernandes Family Irrevocable Trust./ Address; 306 Railtree hill rd woodburyct United States 06798./ Investment related: No./Nature: Trust that holds investment properties. Rental income goes to the trust, i do not derive any income from the trust or benefit./Role: i assist in the management of the rental properties./Start Date: 7/26/2017 3) Name of Business: Fernandes Family Irrevocable trust./ Address: 39 Coen St Naugatuck ct United States./Investment Related: No./ Role: rental property, collect rent and manage the property. I do not collect any income for doing this./ Start Date: 7/26/2017 4) Name of Business: Fernandes Family Irrevocable trust./ Address: 43 Coen St Naugatuck ct/Investment Related: No./ Role: rental property, collect rent and manage the property. I do not collect any income for doing this./ Start Date: 7/26/2017

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-10-27
  • S66 Uniform Combined State Law Examination
    2003-10-27
Other Names
  • Viviana Fernandes
  • Viviana Marisa Fernandes

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