Best Investors
Account
Sign in
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2024-06-14 |
| TX | RA | APPROVED_RES | 2024-06-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gordon Insurance | Limon | CO | 08/2005 | Present |
| Securities America, Inc. | Limon | CO | 11/2014 | 06/2024 |
| Securities America Advisors, Inc. | Limon | CO | 06/2019 | 06/2024 |
| Osaic Wealth, Inc. | Flagler | CO | 06/2024 | Present |
| Osaic Wealth, Inc. | Flagler | CO | 06/2024 | Present |
1. SIMLA VOLUNTEER FIRE BOARD MEMBER POSITION: Board Member NATURE: I joined the Simla Volunteer Fire Department Board of Directors. no pay INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2016 ADDRESS: 219 Sioux Ave, Simla CO 80835 DESCRIPTION: Simple Board Member 2. COMPASS FINANCIAL DBA OF AMENDT INSURANCE AND FINANCIAL, INC. POSITION: Registered Representative NATURE: Compass Financial is a DBA for Amendt Insurance and Financial, Inc. Compass Financial is what I brand my registered rep business through. INVESTMENT RELATED: Yes NUMBER OF HOURS: 180 SECURITIES TRADING HOURS: 35 START DATE: 05/01/2005 ADDRESS: 168 E. Ave, Limon CO 80828 DESCRIPTION: Compass Financial is a DBA for Amendt Insurance and Financial, Inc. Compass Financial is what I brand my registered rep business through. 3. GORDON INSURANCE AGENCY POSITION: Agent NATURE: I share an office with Gordon Insurance Agency, Inc. where there primary business is P&C and crop insurance. Gordon Insurance dose some Life, Health and LTC insurance also. Very little disability. INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 10 START DATE: 01/05/2005 ADDRESS: 168 E. Ave, Limon CO 80828 4. COLORADO PROPERTIES, LLC POSITION: COMMERCIAL RENTAL NATURE: COMMERCIAL RENTAL PROPERTIES INVESTMENT RELATED: NO NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2008 ADDRESS: 20800 COUNTY ROAD 129, SIMLA CO 80835 DESCRIPTION: I COLLECT RENT ONCE A MONTH ON WEEKENDS. I WILL FIX STUFF EVERY ONCE IN A WHILE ON WEEKENDS OR NIGHTS. MY WIFE 5. BIG SANDY INVESTMENTS, LLC POSITION: RESIDENTIAL REAL ESTATE - RELATED: NO - NUMBER OF HOURS: 2 - SECURITIES TRADING HOURS: 0 - START DATE: 1/2009 ADDRESS: 20800 COUNTY ROAD 129, SIMLA CO 80835 - DESCRIPTION: I COLLECT RENT OF WEEKENDS. I DO MAINTENANCE ON PROPERTIES O 6. COMPASS TAX, LLC POSITION: Partner - Only Provide Referrals NATURE: This venture is called Compass Tax. I will only be involved by providing referrals for the tax preparer and partner Michael Fulmer. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2020 ADDRESS: 750 Main St, PO Box 555, Limon CO 80828, United States DESCRIPTION: I refer people to Compass Tax's services if I feel that they could benefit from the tax preparation and tax planning services. 7. MOUNTAIN VIEW ELECTRIC ASSOCIATION POSITION: Board of Director NATURE: Utility Cooperative INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 7 START DATE: 06/01/2026 ADDRESS: 1655 5th St, Limon CO 80828, United States DESCRIPTION: Monthly meetings with the board to discuss business operations and strategies.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-06-17 |
| S63 | Uniform Securities Agent State Law Examination | 2013-06-11 |
Reach out to this advisor