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James Nathan Abels

Mml Investors Services, LLC

Indianapolis, IN

Fort Wayne, IN

Anderson, IN

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2017-03-25
  • IN RA
    APPROVED
    Since 2017-03-25

Branch Locations

8888 Keystone Crossing Suite 1600, Indianapolis, IN 46240 • United States

12812 Coldwater Road Suite 102, Fort Wayne, IN 46845 • United States

Anderson, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities, Inc. Indianapolis IN 01/2015 03/2017
Mass Mutual Life Insurance Company Indianapolis IN 07/2016 Present
Mml Investors Services, Llc Indianapolis IN 03/2017 Present
  • 01/2015 → 03/2017
    Metlife Securities, Inc.
    Indianapolis, IN
  • 07/2016 → Present
    Mass Mutual Life Insurance Company
    Indianapolis, IN
  • 03/2017 → Present
    Mml Investors Services, Llc
    Indianapolis, IN
Previous Registrations
  • 2015-01-02 → 2017-03-25
    Msi Financial Services, Inc.
    Indianapolis, IN
  • 2010-11-22 → 2015-01-02
    New England Securities
    Indianapolis, IN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-11-18
S63 Uniform Securities Agent State Law Examination 2003-06-04
  • S66 Uniform Combined State Law Examination
    2010-11-18
  • S63 Uniform Securities Agent State Law Examination
    2003-06-04

View on SEC IAPD

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