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Adam James Baley

Landaas & Company

Milwaukee, WI

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Current Employers
Landaas & Company

411 E Wisconsin Ave 20Th Floor, Milwaukee, WI 53202 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-02-02
WI RA APPROVED 2006-09-25
  • TX RA
    APPROVED_RES
    Since 2022-02-02
  • WI RA
    APPROVED
    Since 2006-09-25

Branch Locations

411 E. Wisconsin Ave, Milwaukee, WI 53202 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Landaas & Company Milwaukee WI 12/2001 Present
Other Businesses

Mr. Baley is a licensed insurance intermediary in the state of Wisconsin and a registered Para-planner. Mr. Baley services insurance and annuity contracts for clients of Landaas & Company as part of normal duties with Landaas & Company and does not service clients that are not clients of Landaas & Company. Mr. Baley does not conduct insurance activities outside of Landaas & Company's normal business hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2006-09-22
  • S63 Uniform Securities Agent State Law Examination
    2006-09-22

View on SEC IAPD

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