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8245 Boone Blvd. Suite 590, Vienna, VA 22182 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2018-12-11 |
| VA | RA | APPROVED | 2018-12-11 |
Branch Locations
8245 Boone Blvd. Suite 590, Vienna, VA 22182 • United States
600 17Th St. Ste. 2800 So., Denver, CO 80202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Three Palms, Llc | Denver | CO | 09/2004 | 10/2016 |
| Alps Distributors | Denver | CO | 08/2016 | 12/2016 |
| Foreside Fund Services | Golden | CO | 12/2016 | 01/2018 |
| Wakefield Advisors, Llc | Golden | CO | 10/2016 | 01/2018 |
| Levinate, Llc | Denver | CO | 11/2012 | Present |
| 3Summit Investment Management, L.L.C. | Denver | CO | 12/2018 | Present |
| Gordian Investments, Llc | Walnut Creek | CA | 01/2020 | 12/2021 |
| 3Summit Funds, Llc | Vienna | VA | 11/2022 | Present |
Garrett Wayne Phillips is the campaign treasurer for Amanda Sandoval for Council at 4523 Grove St., Denver CO 80211, which is the campaign to elect Councilwoman Amanda Sandoval to Denver City Council for District #1. The activity began on February 2, 2026, and is not investment related. The activity requires about five hours per week during an election and about five hours per calendar quarter when not campaigning for election and occur primarily outside of normal business hours. There is no compensation for this activity, and the firm's principals have approved the activity.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-07-13 |
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