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Garrett Wayne Phillips

3Summit Investment Management, LLC

Vienna, VA

Denver, CO

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Current Employers
3Summit Investment Management, Llc

8245 Boone Blvd. Suite 590, Vienna, VA 22182 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2018-12-11
VA RA APPROVED 2018-12-11
  • CO RA
    APPROVED
    Since 2018-12-11
  • VA RA
    APPROVED
    Since 2018-12-11

Branch Locations

8245 Boone Blvd. Suite 590, Vienna, VA 22182 • United States

600 17Th St. Ste. 2800 So., Denver, CO 80202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Three Palms, Llc Denver CO 09/2004 10/2016
Alps Distributors Denver CO 08/2016 12/2016
Foreside Fund Services Golden CO 12/2016 01/2018
Wakefield Advisors, Llc Golden CO 10/2016 01/2018
Levinate, Llc Denver CO 11/2012 Present
3Summit Investment Management, L.L.C. Denver CO 12/2018 Present
Gordian Investments, Llc Walnut Creek CA 01/2020 12/2021
3Summit Funds, Llc Vienna VA 11/2022 Present
  • 09/2004 → 10/2016
    Three Palms, Llc
    Denver, CO
  • 08/2016 → 12/2016
    Alps Distributors
    Denver, CO
  • 12/2016 → 01/2018
    Foreside Fund Services
    Golden, CO
  • 10/2016 → 01/2018
    Wakefield Advisors, Llc
    Golden, CO
  • 11/2012 → Present
    Levinate, Llc
    Denver, CO
  • 12/2018 → Present
    Denver, CO
  • 01/2020 → 12/2021
    Gordian Investments, Llc
    Walnut Creek, CA
  • 11/2022 → Present
    3Summit Funds, Llc
    Vienna, VA
Previous Registrations
  • 2018-05-11 → 2020-02-12
    Levinate, Llc
    Wheat Ridge, CO
  • 2017-10-19 → 2018-01-31
    Wakefield Advisors, Llc
    Golden, CO
Other Businesses

Garrett Wayne Phillips is the campaign treasurer for Amanda Sandoval for Council at 4523 Grove St., Denver CO 80211, which is the campaign to elect Councilwoman Amanda Sandoval to Denver City Council for District #1. The activity began on February 2, 2026, and is not investment related. The activity requires about five hours per week during an election and about five hours per calendar quarter when not campaigning for election and occur primarily outside of normal business hours. There is no compensation for this activity, and the firm's principals have approved the activity.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-07-13
  • S66 Uniform Combined State Law Examination
    2017-07-13
Other Names
  • Garrett W Phillips

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