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Current Employers
Legacy Financial Group

6000 Grand Avenue Suite B, Des Moines, IA 50312 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2026-02-10
TX RA APPROVED_RES 2026-02-09
IA RA APPROVED 2016-07-25
  • NE RA
    APPROVED
    Since 2026-02-10
  • TX RA
    APPROVED_RES
    Since 2026-02-09
  • IA RA
    APPROVED
    Since 2016-07-25

Branch Locations

6000 Grand Avenue Suite B, Des Moines, IA 50312 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Legacy Financial Group, Llc Des Moines IA 07/2016 Present
Broker Dealer Financial Services Corp West Des Moines IA 07/2016 08/2018
Brokers International Financial Services Des Moines IA 08/2018 Present
  • 07/2016 → Present
    Legacy Financial Group, Llc
    Des Moines, IA
  • 07/2016 → 08/2018
    Broker Dealer Financial Services Corp
    West Des Moines, IA
  • 08/2018 → Present
    Brokers International Financial Services
    Des Moines, IA
Previous Registrations
  • 2008-01-16 → 2016-07-25
    Vsr Financial Services, Inc.
    Overland Park, KS
    Des Moines, IA
    Des Moines, IA
    Des Moines, IA
    Overland Park, KS
Other Businesses

1) Spectrum Advisory Services INC; Not Investmenr Related; 6000 Grand Ave, Ste B, Des Moines, IA 50312; Fixed Insurance; License Agent; 10 hours per month; 10 hours during security hours; Sales and service if fixed and traditional insurance. 2) Legacy Financial Group; Investment Related; 6000 Grand Ave, Ste B, Des Moines, IA 50312; DBA for securities business; Investment Advisor; 08/27/2018; 100 hours per month; 100 hours during seurity hours; Financial planning and and advisory services. 3) Murray Housing LLC; not investment related; 224 Ema Ave, Norwalk, IA 50211; Real Estate; Minority owner/partner; 11/01/2014; 6 hours per month; 0 hours during security hours; Tenant managment, record keeping and billing 4) Indianola Church of Christ; Not investment related; 1112 Iowa Ave, Indianola, IA 50125; Church/non-profit; Treasurer; 01/01/2018; 1 hour per month; 0 hours during security hours; Review budget/cash flow. 5) LFG Insurance Services LLC; not investment related; 6000 Grand Ave, Ste B, Des Moines, IA 50312; Fixed Insurance; Owner; 04/03/2023; 5 hours per month; 0 hours during security hours; Fixed and traditional insurance sales 6) Insurance Sales; not investment related; 6000 Grand Ave. Ste B Des Moines, IA 50312; Life insurance sales; Agent; 08/06/2018; Life, Health and long term care insurance sales.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-01-15
S63 Uniform Securities Agent State Law Examination 2005-04-02
  • S66 Uniform Combined State Law Examination
    2008-01-15
  • S63 Uniform Securities Agent State Law Examination
    2005-04-02
Other Names
  • Rachel Elaine Flaherty

View on SEC IAPD

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