Richard Anthony De Gout

Current Employers

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
OK	RA	APPROVED	2026-02-02
TX	RA	APPROVED_RES	2014-07-25
CA	RA	APPROVED	2003-10-31

OK RA
APPROVED

Since 2026-02-02
TX RA
APPROVED_RES

Since 2014-07-25
CA RA
APPROVED

Since 2003-10-31

Branch Locations

Los Angeles, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Axa Advisors	Woodland Hills	CA	05/2003	06/2020
Equitable Advisors, Llc	New York	NY	05/2003	Present

05/2003 → 06/2020

Axa Advisors

Woodland Hills, CA
05/2003 → Present

Equitable Advisors, Llc

New York, NY

Other Businesses

1. Outside Fixed Business. 2. Successor trustee and successor POA for immediate family trust (parents).

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-08-22

S66 Uniform Combined State Law Examination

2003-08-22

Other Names

Smith
Richard Anthony De-Gout
Rich De Gout

View on SEC IAPD