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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-04-06 |
| MN | RA | APPROVED | 2014-01-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Conway, Dueth & Schmiessing, Pllp | Willmar | MN | 11/2009 | Present |
| Lpl Financial Llc | Willmar | MN | 02/2012 | Present |
1. 11/30/2015 - NO BUSINESS NAME - INV REL - 331 Third St. SW, Ste. 3 Willmar MN 56201 - Non-Variable Insurance - START 11/12/2015 - Agent, provide Insurance solutions, Exclusive Insurance Brokerage - 10 HOURS PER MONTH. 2. 5/25/2017 - CDSF Financial Services, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 05/01/2017 - 160 Hours Per Month/130 Hours During Securities Trading. 3. 12/26/2018 - CDS Financial Services, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 12/05/2018 - 160 Hours Per Month/130 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-08-21 |
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