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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2026-08-18 |
Branch Locations
106 W Maple St [G1/G3-Rbo], Cumming, GA 30040 • United States
1490 Holcomb Bridge Rd, Roswell, GA 30076 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pnc Bank | Duluth | GA | 12/2015 | 08/2026 |
| Pnc Investments Llc | Pittsburgh | PA | 12/2015 | 10/2018 |
| Pnc Investments Llc | Duluth | GA | 05/2025 | 08/2026 |
| Wells Fargo Clearing Services, Llc | Roswell | GA | 08/2026 | Present |
| Wells Fargo Bank, Na | Roswell | GA | 08/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-09-18 |
| S63 | Uniform Securities Agent State Law Examination | 2009-01-07 |
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