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1415 Vantage Park Drive 3Rd Floor, Charlotte, NC 28203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2017-06-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American General Life Insurance | Woodland Hills | CA | 03/2016 | 06/2017 |
| Aig Capital Services, Inc. | Woodland Hills | CA | 03/2016 | 06/2017 |
| Wells Fargo Funds Distributor, Llc. | Los Angeles | CA | 06/2017 | 11/2021 |
| Allspring Funds Distributor, Llc | Charlotte | NC | 11/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-12-01 |
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