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Current Employers
Allspring Funds Management, Llc

1415 Vantage Park Drive 3Rd Floor, Charlotte, NC 28203 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-06-27
  • CA RA
    APPROVED
    Since 2017-06-27

Branch Locations

Thousand Oaks, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American General Life Insurance Woodland Hills CA 03/2016 06/2017
Aig Capital Services, Inc. Woodland Hills CA 03/2016 06/2017
Wells Fargo Funds Distributor, Llc. Los Angeles CA 06/2017 11/2021
Allspring Funds Distributor, Llc Charlotte NC 11/2021 Present
  • 03/2016 → 06/2017
    American General Life Insurance
    Woodland Hills, CA
  • 03/2016 → 06/2017
    Aig Capital Services, Inc.
    Woodland Hills, CA
  • 06/2017 → 11/2021
    Wells Fargo Funds Distributor, Llc.
    Los Angeles, CA
  • 11/2021 → Present
    Allspring Funds Distributor, Llc
    Charlotte, NC
Previous Registrations
  • 2015-09-29 → 2016-03-18
    Thousand Oaks, CA
  • 2004-08-03 → 2004-12-03
    Financial West Group
    Westlake Village, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-12-01
  • S66 Uniform Combined State Law Examination
    2003-12-01
Designations
Other Names
  • Adrienne Lynn Campbell
  • Adrienne Lynn Campbell
  • Adrienne Lynn Bogdanowicz
  • Adrienne Lynn Campbell
  • Adrienne Bogdanowicz

View on SEC IAPD

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