John Michael Roewe

Current Employers

Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2010-05-17

TX RA
APPROVED

Since 2010-05-17

Branch Locations

Pottsboro, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cambridge Investment Research, Inc	Fairfield	IA	04/2010	Present
Cambridge Investment Research Advisors, Inc	Fairfield	IA	04/2010	Present

04/2010 → Present

Cambridge Investment Research, Inc

Fairfield, IA
04/2010 → Present

Cambridge Investment Research Advisors, Inc

Fairfield, IA

Previous Registrations

2008-08-25 → 2010-04-01

B. Riley Wealth Management

Hartville, OH

Dallas, TX
2007-01-15 → 2008-09-18

Riverstone Wealth Management, Inc.

Dallas, TX
2005-06-23 → 2007-01-04

Raymond James Financial Services, Inc.

Sherman, TX

Sherman, TX

Other Businesses

1) SERVE ON THE BOARD OF FOUR RIVERS MINISTRY, A 501C ORGANIZATION. THE MISSION OF FOUR RIVERS IS TO PROVIDE A LOVING ENVIRONMENT FOR HEALING LIVES AND RESTORING FAMILIES AND INDIVIDUALS TO A PRODUCTIVE LIFESTYLE. 2) ROEWE WELATH MANAGEMENT; MARKTING NAME; 120 MIMOSA DR; INVESTMENT RELATED; SECURITIES; STARTED 8/25/2008; 3) INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 4) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 04/22/2010

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-06-20
S63	Uniform Securities Agent State Law Examination	2003-06-10

S66 Uniform Combined State Law Examination

2005-06-20
S63 Uniform Securities Agent State Law Examination

2003-06-10

Other Names

Mike Roewe

View on SEC IAPD