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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-02-03
OH RA APPROVED 2017-05-30
  • TX RA
    APPROVED_RES
    Since 2021-02-03
  • OH RA
    APPROVED
    Since 2017-05-30

Branch Locations

107 S Market St, Logan, OH 43138 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
B E Richards Llc Pataskala OH 08/2011 04/2017
Thrivent Investment Management Inc Logan OH 03/2017 Present
Thrivent Financial Appleton WI 04/2017 08/2017
Thrivent Financial Appleton WI 08/2017 Present
  • 08/2011 → 04/2017
    B E Richards Llc
    Pataskala, OH
  • 03/2017 → Present
    Logan, OH
  • 04/2017 → 08/2017
    Thrivent Financial
    Appleton, WI
  • 08/2017 → Present
    Thrivent Financial
    Appleton, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-05-26
  • S66 Uniform Combined State Law Examination
    2017-05-26

View on SEC IAPD

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