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Kristen Lynn Nelson

Capital Client Group, Inc.

Brownsburg, IN

Los Angeles, CA

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Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2018-10-26
  • IN RA
    APPROVED
    Since 2018-10-26

Branch Locations

Brownsburg, IN • United States

333 South Hope Street, 55Th Floor, Los Angeles, CA 90071-1447 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oxford Carmel IN 03/2012 09/2016
Appirio Indianapolis IN 10/2016 08/2018
American Funds Carmel IN 09/2018 07/2019
American Funds Carmel IN 07/2019 01/2021
American Funds Carmel IN 01/2021 12/2021
American Funds Carmel IN 12/2021 04/2023
Capital Group / Capital Client Group, Inc. Carmel IN 04/2023 Present
  • 03/2012 → 09/2016
    Oxford
    Carmel, IN
  • 10/2016 → 08/2018
    Appirio
    Indianapolis, IN
  • 09/2018 → 07/2019
    American Funds
    Carmel, IN
  • 07/2019 → 01/2021
    American Funds
    Carmel, IN
  • 01/2021 → 12/2021
    American Funds
    Carmel, IN
  • 12/2021 → 04/2023
    American Funds
    Carmel, IN
  • 04/2023 → Present
    Capital Group / Capital Client Group, Inc.
    Carmel, IN
Previous Registrations
  • 2011-03-02 → 2012-03-02
    Hefty Wealth Partners
    Auburn, IN
  • 2006-10-05 → 2011-02-04
    Lpl Financial Llc
    Auburn, IN
    Brownsburg, IN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-10-26
S63 Uniform Securities Agent State Law Examination 2018-09-27
S66 Uniform Combined State Law Examination 2005-01-27
  • S65 Uniform Investment Adviser Law Examination
    2018-10-26
  • S63 Uniform Securities Agent State Law Examination
    2018-09-27
  • S66 Uniform Combined State Law Examination
    2005-01-27
Other Names
  • Kristen Lynn Hudson

View on SEC IAPD

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