Timothy Joel Dahlberg

Current Employers

Prime Capital Financial

6201 College Blvd. Suite #150, Overland Park, KS 66211 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2026-03-24
LA	RA	APPROVED	2024-03-21
TX	RA	APPROVED	2024-03-05

FL RA
APPROVED

Since 2026-03-24
LA RA
APPROVED

Since 2024-03-21
TX RA
APPROVED

Since 2024-03-05

Branch Locations

5210 Belfort Road, Suite 130, Jacksonville, FL 32256 • United States

6201 College Blvd. Suite #150, Overland Park, KS 66211 • United States

1607 Sw Railroad Ave, Hammond, LA 70403 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Purshe Kaplan Sterling Investments, Inc	Albany	NY	06/2017	10/2017
Mcadam Llc	Tampa	FL	04/2017	09/2017
Coastal Gold & Silver, Llc	Mandeville	LA	09/2009	05/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Mandeville	LA	02/2018	Present
Pilot	Mobile	AL	09/2017	02/2018
Bank Of America, N.A.	Mandeville	LA	06/2018	Present
Prime Capital Investment Advisors	Overland Park	KS	03/2024	Present

06/2017 → 10/2017

Purshe Kaplan Sterling Investments, Inc

Albany, NY
04/2017 → 09/2017

Mcadam Llc

Tampa, FL
09/2009 → 05/2017

Coastal Gold & Silver, Llc

Mandeville, LA
02/2018 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Mandeville, LA
09/2017 → 02/2018

Pilot

Mobile, AL
06/2018 → Present

Bank Of America, N.A.

Mandeville, LA
03/2024 → Present

Prime Capital Investment Advisors

Overland Park, KS

Previous Registrations

2018-04-09 → 2024-03-06

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Mandeville, LA

Baton Rouge, LA

Baton Rouge, LA

Orlando, FL

Baton Rouge, LA
2004-05-21 → 2005-03-10

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Jacksonville, FL

Other Businesses

Insurance agent, non-investment related, 1607 SW Railroad Ave Hammond, LA 70403, sale and service of fixed insurance products, agent, 03/2024, less than 10 hrs per month, less than 10 hrs per month during trading, sale and service of fixed insurance products

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-08-07

S66 Uniform Combined State Law Examination

2017-08-07

Other Names

Timothy Joel Dahlberg
Timothy J Dahlberg
Timothy Dahlberg
Tim Dahlberg

View on SEC IAPD