Bing Ma

Current Employers

Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2024-11-14

PA RA
APPROVED

Since 2024-11-14

Branch Locations

2700 Kelly Road Suite 100D, Warrington, PA 18976 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Prudential Insurance Company Of America	Exton	PA	05/2003	Present
Pruco Securities, Llc.	Exton	PA	05/2003	11/2024
Lpl Enterprise, Llc	Exton	PA	11/2024	Present

05/2003 → Present

Prudential Insurance Company Of America

Exton, PA
05/2003 → 11/2024

Pruco Securities, Llc.

Exton, PA
11/2024 → Present

Lpl Enterprise, Llc

Exton, PA

Previous Registrations

2003-10-22 → 2024-11-14

Pruco Securities, Llc.

Wyomissing, PA

Wyomissing, PA

Camp Hill, PA

Camp Hill, PA

Exton, PA

Exton, PA

Other Businesses

1) 02/01/2023-Help at Home- Other- Care for elderly parent- Not INV Related- At Malvern, PA- Start date 02/01/2023- 100 HRS MTH- 10 HRS During Trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-07-11

S66 Uniform Combined State Law Examination

2003-07-11

Other Names

Katie Ma
Katie Bing Ma

View on SEC IAPD