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Miami Beach, FL • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-06 |
| FL | RA | APPROVED | 2021-09-10 |
Branch Locations
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bcg Securities | Delran | NJ | 08/2012 | 07/2021 |
| Aspen Wealth Management, Llc | West Palm Beach | FL | 04/2021 | Present |
| Emerson Equity Llc | San Mateo | CA | 09/2022 | Present |
1)- ASPEN WATCH TRADING LLC-NOT INVESTMENT RELATED; 18117 BISCAYNE BLVD #1539 MIAMI, FL 33160; WATCH COLLECTOR; OWNER, PLANNING TRIPS TO BUY AND SELL WATCHES, NO HOURS DURING SECURITIES TRADING HOURS; 2016 2)-ASPEN WEALTH MANAGEMENT-INVESTMENT RELATED; 18117 BISCAYNE BLVD #1539 MIAMI, FL 33160; REGISTERED INVESTMENT ADVISOR; OWNER; MANAGE INVESTMENTS FOR CLIENTS OF THE RIA; 6.5 HOURS DAILY DURING SECURITIES TRADING HOURS; 12/2010
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-03-10 |
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