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Current Employers
Target Rock Wealth Management, Llc

445 Park Avenue Floor 9, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-01-06
NY RA APPROVED 2021-03-16
  • NJ RA
    APPROVED
    Since 2022-01-06
  • NY RA
    APPROVED
    Since 2021-03-16

Branch Locations

Skillman, NJ • United States

445 Park Avenue Floor 9, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gabelli Funds Rye NY 07/2015 07/2018
Samalin Investment Counsel Chappaqua NY 07/2018 02/2021
Target Rock Wealth Management, Llc New York NY 02/2021 Present
  • 07/2015 → 07/2018
    Gabelli Funds
    Rye, NY
  • 07/2018 → 02/2021
    Samalin Investment Counsel
    Chappaqua, NY
  • 02/2021 → Present
    New York, NY
Other Businesses

Up End Distilling/not investment related/ located at 10 Tab Ct. Pinebush, NY 12566 / The business is distilled spirits/ Co-founder/Incorporated January 2018/10-15 non business hours per week/less than one hour per week is devoted during working hours/initial groundwork evaluation of opportunities in the distilling arena.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2015-09-11
  • S63 Uniform Securities Agent State Law Examination
    2015-09-11
Designations

View on SEC IAPD

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