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445 Park Avenue Floor 9, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2022-01-06 |
| NY | RA | APPROVED | 2021-03-16 |
Branch Locations
445 Park Avenue Floor 9, New York, NY 10022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gabelli Funds | Rye | NY | 07/2015 | 07/2018 |
| Samalin Investment Counsel | Chappaqua | NY | 07/2018 | 02/2021 |
| Target Rock Wealth Management, Llc | New York | NY | 02/2021 | Present |
Up End Distilling/not investment related/ located at 10 Tab Ct. Pinebush, NY 12566 / The business is distilled spirits/ Co-founder/Incorporated January 2018/10-15 non business hours per week/less than one hour per week is devoted during working hours/initial groundwork evaluation of opportunities in the distilling arena.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2015-09-11 |
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