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Sonya Renee Niewiek

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Grand Rapids, MI

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-04-22
MI RA APPROVED 2020-04-20
  • TX RA
    APPROVED
    Since 2020-04-22
  • MI RA
    APPROVED
    Since 2020-04-20

Branch Locations

250 Monroe Ave Nw, Grand Rapids, MI 49503 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Grand Rapids MI 06/2009 11/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Grand Rapids MI 03/2020 Present
Unemployed Grand Rapids MI 11/2019 03/2020
Previous Registrations
  • 2012-09-21 → 2019-11-20
    Morgan Stanley
    Grand Rapids, MI
    Grand Rapids, MI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-09-19
S63 Uniform Securities Agent State Law Examination 2003-08-08
  • S65 Uniform Investment Adviser Law Examination
    2012-09-19
  • S63 Uniform Securities Agent State Law Examination
    2003-08-08

View on SEC IAPD

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