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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-12-23
  • AZ RA
    APPROVED
    Since 2024-12-23

Branch Locations

Phoenix, AZ • United States

600 Portland Ave S, Minneapolis, MN 55415 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Phoenix AZ 10/2015 05/2017
Rbc Capital Markets, Llc. Phoenix AZ 05/2017 08/2018
Ubs Financial Services Inc. Scottsdale AZ 09/2018 11/2020
Ameriprise Financial Services, Llc Phoenix AZ 11/2020 09/2023
Ameriprise Financial Services Scottsdale AZ 11/2023 11/2023
Ameriprise Financial Services, Llc Scottsdale AZ 03/2020 03/2020
Ameriprise Financial Services, Llc. Scottsdale AZ 11/2023 11/2024
Thrivent Investment Management Inc Minneapolis MN 12/2024 Present
Thrivent Financial Appleton WI 12/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-02-09
  • S66 Uniform Combined State Law Examination
    2018-02-09
Other Names
  • Marie Lewellen
  • Marie Lewellen

View on SEC IAPD

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