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Strategic Advisers LLC

Lakeside Park, KY

Covington, KY

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2025-03-31
TX RA APPROVED_RES 2025-03-31
  • KY RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED_RES
    Since 2025-03-31

Branch Locations

Lakeside Park, KY • United States

100 Howe Drive, Covington, KY 41015-5000 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Investments, Llc Pittsburgh PA 06/2016 06/2019
Cambridge Investment Research Advisors, Inc. Fairfield IA 06/2019 06/2020
Cambridge Investment Research, Inc. Fairfield IA 06/2019 06/2020
Fidelity Investments Covington KY 06/2020 Present
Door Dash San Francisco CA 04/2020 06/2020
Fidelity Investments Boston MA 03/2025 Present
  • 06/2016 → 06/2019
    Pnc Investments, Llc
    Pittsburgh, PA
  • 06/2019 → 06/2020
    Cambridge Investment Research Advisors, Inc.
    Fairfield, IA
  • 06/2019 → 06/2020
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 06/2020 → Present
    Fidelity Investments
    Covington, KY
  • 04/2020 → 06/2020
    Door Dash
    San Francisco, CA
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
Other Businesses

OBA-95684|OrgNmn:Kentucky Highschool Athletic Assocaition|Org Addr:Lexington,Kentucky,US|OBA Nature:Kentucky Sports|Invst Rel:N|Title:Basketball Referee|Duties:Basketball referee for middle school aged kids|StrtDt:|TotHrs/mon:20|TrdHrs/mon:0|

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-06-11
S63 Uniform Securities Agent State Law Examination 2008-05-06
  • S66 Uniform Combined State Law Examination
    2009-06-11
  • S63 Uniform Securities Agent State Law Examination
    2008-05-06

View on SEC IAPD

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