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Current Employers
Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2014-07-15
  • CA RA
    APPROVED
    Since 2014-07-15

Branch Locations

Bakersfield, CA • United States

1901 Harrison Street Suite 1165, Oakland, CA 94612 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors, Inc Orange CA 07/2014 Present
Agia Houston TX 12/2022 Present
Previous Registrations
  • 2012-03-19 → 2012-10-03
    San Diego, CA
    San Diego, CA
    Bakersfield, CA
  • 2008-11-21 → 2012-03-20
    Bakersfield, CA
  • 2007-04-02 → 2008-11-24
    Morgan Stanley & Co. Llc
    Bakersfield, CA
  • 2003-11-24 → 2007-04-02
    Morgan Stanley Dw Inc.
    Bakersfield, CA
    Bakersfield, CA
Other Businesses

LAST CHANCE FLOWERS POSITION: OWNER NATURE: i STILL HAVE THE BUSINESS LICENSE AND THE FICTICOUS NAME. THE BUSINESS HAS BEEN IN-ACTIVE SINCE 201O. I FILE A RETURN EACH YEAR WITH $0 IN REVENUE. WHEN I STARTED WITH THIS COMPANY IN 2014 I LISTED IT AS AN OBA UNTIL MY MANGEMENT ASKED ME TO TAKE IT OFF OBA SEVERAL YEARS AGO DUE TO NO REVENUE. TODAY THE BRANCH EXAMINER ASKED ME TO LIST IT AGAIN AS AN OBA. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1990 ADDRESS: 2205 CUSTER AVENUE, BAKERSFIELD CA 93304, United States DESCRIPTION: NO DUTIES AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-11-21
  • S66 Uniform Combined State Law Examination
    2003-11-21
Other Names
  • Shannon Thomas Blair

View on SEC IAPD

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