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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-06-05
FL RA APPROVED 2023-07-14
CA RA APPROVED 2018-11-02
MI RA APPROVED 2018-11-02
  • TX RA
    APPROVED
    Since 2024-06-05
  • FL RA
    APPROVED
    Since 2023-07-14
  • CA RA
    APPROVED
    Since 2018-11-02
  • MI RA
    APPROVED
    Since 2018-11-02

Branch Locations

7610 Cottonwood Dr Suite 102, Jenison, MI 49428 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Signator Investors Inc / John Hancock Financial Services Grandville MI 06/2002 11/2018
Osaic Wealth, Inc. Grand Rapids MI 11/2018 Present
  • 06/2002 → 11/2018
    Signator Investors Inc / John Hancock Financial Services
    Grandville, MI
  • 11/2018 → Present
    Grand Rapids, MI
Previous Registrations
  • 2010-09-27 → 2018-11-02
    Signator Investors, Inc.
    Comstock Park, MI
    Grand Rapids, MI
    Grand Rapids, MI
    Grand Rapids, MI
Other Businesses

1. LAKEMAN FINANCIAL POSITION: IAR NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 110 START DATE: 11/19/2019 ADDRESS: 7610 Cottonwood Dr., Ste 102, Jenison MI 49428, United States DESCRIPTION: Lakeman Financial is for marketing Insurance and securities products. 2. INSURANCE BROKERAGE POSITION: Financial Advisor NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2016 ADDRESS: 7610 Cottonwood Dr., Ste 102, Jenison MI 49428, United States DESCRIPTION: Sale and service of fixed annuities and non-variable life insurance. 3. ASA J LAKEMAN LLC POSITION: Owner/President NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 2 START DATE: 12/06/2016 ADDRESS: 7610 Cottonwood Dr., Ste 102, Jenison MI 49428, United States DESCRIPTION: LLC for tax purposes on insurance business. 4. NOTARY PUBLIC POSITION: Notary Public NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2019 ADDRESS: 7610 Cottonwood Dr., Suite 102, Jenison MI 49428, United States DESCRIPTION: Notarize documents involving securities business

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-08-21
  • S66 Uniform Combined State Law Examination
    2010-08-21
Designations

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