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777 North Capitol Street Ne, Suite 600, Washington, DC 20002-4240 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2026-04-28 |
| CO | RA | APPROVED | 2026-04-27 |
| OK | RA | APPROVED | 2026-04-27 |
| TX | RA | APPROVED_RES | 2026-04-27 |
| AZ | RA | APPROVED | 2024-12-13 |
| CA | RA | APPROVED | 2015-07-22 |
Branch Locations
Long Beach, CA • United States
777 North Capitol Street Ne, Suite 600, Washington, DC 20002-4240 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Icma Retirement Corporation | Washington | DC | 07/2014 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-02-06 |
| S63 | Uniform Securities Agent State Law Examination | 2004-01-26 |
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