Victor Alejandro Sopena

Current Employers

Employment History

• 09/2016 → 01/2024
  Jpmorgan Chase Bank Na
  Miami, FL
• 09/2016 → 01/2024
  Jpmorgan Securities Llc
  Miami, FL
• 04/2016 → 09/2016
  Unemployed
  Miami, FL
• 03/2024 → Present
  Ossia Investment Management Llc
  Miami, FL

Previous Registrations

• 2022-12-21 → 2024-02-08
  J.P. Morgan Securities Llc
  Miami, FL

Other Businesses

Entity Name: Roystonea LLC Investment related: No Address: Miami, FL Nature of the other business: The LLC is a vehicle to make crypto investments for my IRA Position/Title/Relationship: Sole Proprietor/Sole Investor Start Date: 30-Jul-2019 Approximate # of hours a month: 0 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Passive investor. Entity Name: Radiate Miami LLC Investment related: No Address: Miami, FL Nature of the other business: manufacturer of specialized drinks. Position/Title/Relationship: Strategic Advisor Start Date: Aug 2024 Approximate # of hours a month: 5 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Provide some strategic advice and support. Entity Name: Lightside Investments LLC Investment related: No Address: Miami, FL Nature of the other business: Vehicle for personal investments in other private companies. Position/Title/Relationship: Manager/Member Start Date: Apr 2024 Approximate # of hours a month: 0 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Manager and Passive Investor

Exams

• S65 Uniform Investment Adviser Law Examination
  2022-12-21
• S63 Uniform Securities Agent State Law Examination
  2004-09-10

Other Names

• Victor Sopena