Inactive

James Tian-Hwa Shen

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Current Employers

Forusall

Oakland, CA • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2026-03-18

CA RA
APPROVED

Since 2026-03-18

Branch Locations

Oakland, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Sharebuilder 401K	Seattle	WA	05/2022	03/2026
The Standard	Fremont	CA	09/2016	08/2019
Etrade	Fremont	CA	08/2019	04/2022
Forusall, Inc.	Milpitas	CA	03/2026	Present
Forusall Advisors, Llc	Milpitas	CA	03/2026	Present

05/2022 → 03/2026

Sharebuilder 401K

Seattle, WA
09/2016 → 08/2019

The Standard

Fremont, CA
08/2019 → 04/2022

Etrade

Fremont, CA
03/2026 → Present

Forusall, Inc.

Milpitas, CA
03/2026 → Present

Forusall Advisors, Llc

Milpitas, CA

Previous Registrations

2022-11-18 → 2026-03-09

Sharebuilder 401K

Seattle, WA

Milipitas, CA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2022-11-18
S63	Uniform Securities Agent State Law Examination	2011-09-09

S65 Uniform Investment Adviser Law Examination

2022-11-18
S63 Uniform Securities Agent State Law Examination

2011-09-09

View on SEC IAPD

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