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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2016-05-18
  • UT RA
    APPROVED
    Since 2016-05-18

Branch Locations

2825 E Cottonwood Parkway Suite 430, Salt Lake City, UT 84121 • United States

West Jordan, UT • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 04/2012 06/2020
Equitable Advisors, Llc New York NY 04/2012 Present
Previous Registrations
Other Businesses

1. RENTAL PROPERTY; 181 LOWER HUMBIRD ST; OWNER; START 12/1/2021; APPROX 10 HOURS/MONTH. 2. SWEET SHOPS, INC; 14237 S SOLEMN WAY, HERRIMAN, UT 84096; VP; START 2/1/2018; APPROX 5 HOURS/MONTH.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-06-09
  • S66 Uniform Combined State Law Examination
    2003-06-09

View on SEC IAPD

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