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Rebecca Lynn Bennett

Morningstar Investment Management LLC

Chicago, IL

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Current Employers
Morningstar Investment Management Llc

22 West Washington Street, Chicago, IL 60602 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-05-29
  • IL RA
    APPROVED
    Since 2025-05-29

Branch Locations

22 West Washington Street, Chicago, IL 60602 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guggenheim Funds Distributors, Llc Lisle IL 03/2014 04/2018
Invesco Downers Grove IL 04/2018 06/2019
First Trust Portfolios L.P. Wheaton IL 09/2019 09/2022
First Trust Advisors L.P. Wheaton IL 09/2019 09/2022
Morningstar Chicago IL 10/2022 Present
Unemployed Chicago IL 06/2019 08/2019
  • 03/2014 → 04/2018
    Guggenheim Funds Distributors, Llc
    Lisle, IL
  • 04/2018 → 06/2019
    Invesco
    Downers Grove, IL
  • 09/2019 → 09/2022
    First Trust Portfolios L.P.
    Wheaton, IL
  • 09/2019 → 09/2022
    Wheaton, IL
  • 10/2022 → Present
    Morningstar
    Chicago, IL
  • 06/2019 → 08/2019
    Unemployed
    Chicago, IL
Previous Registrations
  • 2023-05-25 → 2025-06-16
    Morningstar Investment Services Llc
    Chicago, IL
    Chicago, IL
    Chicago, IL
  • 2019-09-25 → 2022-10-25
    Wheaton, IL
  • 2018-09-07 → 2019-05-30
    Downers Grove, IL
Other Businesses

OTHER BUSINESS NAME: CANINE THERAPY CORPS. LOCATION: 3918 W. FULLERTON CHICAGO, IL 60647 NATURE OF BUSINESS: INTERACTIVE ANIMAL-ASSISTED THERAPY SERVICES. POSITION OR TITLE: BOARD CHAIR. RESPONSIBILITIES: PRESIDE AT MEETINGS AND CHAIRS THE EXECUTIVE COMMITTEE. INVESTMENT-RELATED: NO. HOURS PER MONTH (TOTAL/DURING MARKET HOURS): 3 TOTAL/NONE DURING MARKET HOURS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-07-20
S63 Uniform Securities Agent State Law Examination 2005-04-07
  • S66 Uniform Combined State Law Examination
    2018-07-20
  • S63 Uniform Securities Agent State Law Examination
    2005-04-07
Other Names
  • Becky Bennett

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