Syed Mohammad Nishat

Current Employers

Employment History

• 06/2010 → 09/2016
  Wall Street Financial Group, Inc.
  Fairport, NY
• 09/2016 → 06/2024
  Securities America, Inc.
  New York, NY
• 09/2016 → 06/2024
  Securities America Advisors, Inc.
  La Vista, NE
• 06/2024 → Present
  Osaic Wealth, Inc.
  New York, NY
• 06/2024 → Present
  Osaic Wealth, Inc.
  New York, NY

Previous Registrations

• 2016-09-23 → 2024-06-14
  Securities America Advisors, Inc.
  New York, NY
  La Vista, NE
  New York, NY
• 2010-06-01 → 2016-09-23
  Wall Street Financial Group, Inc.
  Victor, NY
  New York, NY
• 2009-07-06 → 2010-06-01
  B. Riley Wealth Advisors, Inc.
  New York City, NY

Other Businesses

1. WALL STREET ALLIANCE GROUP POSITION: insurance sales - NATURE: INSURANCE SALES, COMPESATED ON COMMISSION BASIS, 10 HOURS PER MONTH, STARTING DATE 08/18/10 - INVESTMENT RELATED: Yes - NUMBER OF HOURS: 10 - SECURITIES TRADING HOURS: 1 - START DATE: 08/18/2010 - LOCATED AT: 450 Seventh Ave, Ste 605 New York NY 10123 2. WALL STREET ALLIANCE GROUP POSITION: DBA - NATURE: DBA: WALL STREET ALLIANCE GROUP - INVESTMENT RELATED: Yes - NUMBER OF HOURS: 160 - SECURITIES TRADING HOURS: 130 - START DATE: 02/01/2011 - LOCATED AT: 450 Seventh Ave, Ste 605 New York NY 10123 3. BUILDING MANAGEMENT POSITION: Volunteer Coop member NATURE: Volunteer Coop member in a building in NYC I own. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2020 ADDRESS: 139 East 33rd St #8E, New York NY 10016 DESCRIPTION: Consult the building coop board Tech committee and financial committee in some projects like online election system, budgeting for the building finance. 4. BUILDING MANAGEMENT POSITION: Treasurer NATURE: Treasurer in the coop board of the building in NYC I own. previous co-treasurer. reelected in July 2022 INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 06/29/2021 ADDRESS: 139 East 33rd St #8E, New York NY 10016 DESCRIPTION: Consult the building coop board Tech committee and financial committee in some projects like online election system, budgeting for the building finance. Help them refinancing the underlying mortgage, projects such as NYC local law for the buildings. Work with the board of directors about the reserve funds in CDs 5. CENTS ABILITY, INC. POSITION: Volunteer NATURE: non-profit dedicated to empowering teens with essential personal finance knowledge, giving them the tools to manage their money confidently and effectively. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 06/17/2025 ADDRESS: 800 Third Ave Suite A #1424, New York NY 10022, United States DESCRIPTION: non-profit dedicated to empowering teens with essential personal finance knowledge, giving them the tools to manage their money confidently and effectively. 6. WALL STREET ALLIANCE GROUP POSITION: DBA NATURE: DBA: WALL STREET ALLIANCE GROUP INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 02/01/2011 ADDRESS: 450 Seventh Avenue, Suite 605, NEW YORK NY 10123, United States DESCRIPTION: We use the DBA WALL STREET ALLIANCE GROUP for our securities, advisory and insurance business.

Exams

• S66 Uniform Combined State Law Examination
  2009-06-26
• S63 Uniform Securities Agent State Law Examination
  2003-05-16