Jason R Sherman

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2010-09-23

MI RA
APPROVED

Since 2010-09-23

Branch Locations

28411 Northwestern Hwy #1200, Southfield, MI 48034 • United States

Oakland Township, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	Southfield	MI	07/2004	Present

07/2004 → Present

Lpl Financial, Llc

Southfield, MI

Other Businesses

(1) 9/9/2009: No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Time Spent 10% - SELL LIFE, HEALTH, HOME, & AUTO INSURANCE. (2) 12/07/2017 - Sherman Private Wealth Management, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 12/06/2017 - 200 Hours Per Month/8 Hours During Securities Trading. (3) 11/30/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Started 01/01/2019 - 5 Hours Per Month During Securities Trading - Tax Return Preparer.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-08-16
S63	Uniform Securities Agent State Law Examination	2003-10-30

S66 Uniform Combined State Law Examination

2010-08-16
S63 Uniform Securities Agent State Law Examination

2003-10-30

Designations

View on SEC IAPD