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Harold Oscar Lowe

Monvia Financial L.P.

Walnut Creek, CA

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Current Employers
Monvia Financial L.P.

1990 North California Boulevard 8Th Floor, Walnut Creek, CA 94596 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-11-06
  • CA RA
    APPROVED
    Since 2025-11-06

Branch Locations

1990 North California Boulevard 8Th Floor, Walnut Creek, CA 94596 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rising Oak Financial And Insurance Services Oakland CA 01/2010 Present
Self Employed Oakland CA 03/2012 Present
Lincoln Financial Securities Corporation Oakland CA 08/2015 02/2018
Monvia Financial L.P. Walnut Creek CA 09/2018 Present
Whitehall-Parker Securities, Inc. Walnut Creek CA 08/2018 01/2021
Lowe Consulting Group Oakland CA 10/2020 Present
  • 01/2010 → Present
    Rising Oak Financial And Insurance Services
    Oakland, CA
  • 03/2012 → Present
    Self Employed
    Oakland, CA
  • 08/2015 → 02/2018
    Lincoln Financial Securities Corporation
    Oakland, CA
  • 09/2018 → Present
    Walnut Creek, CA
  • 08/2018 → 01/2021
    Whitehall-Parker Securities, Inc.
    Walnut Creek, CA
  • 10/2020 → Present
    Lowe Consulting Group
    Oakland, CA
Previous Registrations
  • 2018-08-09 → 2021-01-08
    Whitehall-Parker Securities, Inc.
    Walnut Creek, CA
  • 2015-08-27 → 2018-02-15
    Osaic Fs, Inc.
    Oakland, CA
    Oakland, CA
    Hebron, KY
  • 2014-06-09 → 2015-03-23
    Cedar Rapids, IA
    Emeryville, CA
    Emeryville, CA
    Cedar Rapids, IA
  • 2010-07-29 → 2014-05-30
    Signator Financial Services, Inc.
    Boston, MA
    Oakland, CA
  • 2003-09-03 → 2007-10-25
    Msi Financial Services, Inc.
    San Jose, CA
    Lafayette, CA
Other Businesses

Harold Lowe The business address is Mr. Lowe's home address. Category: Consulting Investment Related: NO Title: Consultant Duties: Provide consulting advice to political candidates and non-profit organizations Start Date: 01/2013 Hours per month: 0-40 Hours per month during trading hours: 0 Lowe Consulting Group 675 Hegenberger Road, Oakland, CA 94621 Investment Related: No Title: Marketing Support Duties: Community outreach, informing citizens of construction activities in newsletter, contacting local businesses for workshops. Start Date: 10/2020 Hours per month: 25 Hours per month during trading hours: 0 Licensed Insurance Agent - Since 2011 under the DBA of Rising Oak Financial and Insurance Services The business address is Mr. Lowe's home address. Appointed at various insurance companies Investment Related: No Start Date: 6/2003 Hours per month: 5 Hours per month during trading hours: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-07-28
  • S66 Uniform Combined State Law Examination
    2010-07-28
Other Names
  • Harold O Lowe
  • Harold O Lowe
  • Harold Oscar Lowe

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