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1990 North California Boulevard 8Th Floor, Walnut Creek, CA 94596 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-11-06 |
Branch Locations
1990 North California Boulevard 8Th Floor, Walnut Creek, CA 94596 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rising Oak Financial And Insurance Services | Oakland | CA | 01/2010 | Present |
| Self Employed | Oakland | CA | 03/2012 | Present |
| Lincoln Financial Securities Corporation | Oakland | CA | 08/2015 | 02/2018 |
| Monvia Financial L.P. | Walnut Creek | CA | 09/2018 | Present |
| Whitehall-Parker Securities, Inc. | Walnut Creek | CA | 08/2018 | 01/2021 |
| Lowe Consulting Group | Oakland | CA | 10/2020 | Present |
Harold Lowe The business address is Mr. Lowe's home address. Category: Consulting Investment Related: NO Title: Consultant Duties: Provide consulting advice to political candidates and non-profit organizations Start Date: 01/2013 Hours per month: 0-40 Hours per month during trading hours: 0 Lowe Consulting Group 675 Hegenberger Road, Oakland, CA 94621 Investment Related: No Title: Marketing Support Duties: Community outreach, informing citizens of construction activities in newsletter, contacting local businesses for workshops. Start Date: 10/2020 Hours per month: 25 Hours per month during trading hours: 0 Licensed Insurance Agent - Since 2011 under the DBA of Rising Oak Financial and Insurance Services The business address is Mr. Lowe's home address. Appointed at various insurance companies Investment Related: No Start Date: 6/2003 Hours per month: 5 Hours per month during trading hours: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-07-28 |
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