Best Investors
Account
Sign in
Best Investors
Account
Sign in
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2010-08-25 |
| ME | RA | APPROVED | 2002-06-17 |
Branch Locations
1 Portland Square Ste 6A, Portland, ME 04101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Portland | ME | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Portland | ME | 11/2016 | Present |
CO-TRUSTEE FOR UNCLE; INV RELATED; SCARBOROUGH, ME; START: 6/2016; LESS THAN 1 HR/M0; 0 DURING TRADING. BLUECHIP GROUP LLC; NOT INVESTMENT RELATED; SACO,MAIN; 100% OWNERSHIP WITH SPOUSE; START DATE 01/01/2019; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; NO DUTIES.; SMART STORAGE INC, NOT INVT RELATED, ARUNDEL, ME, START DATE 4/15/2020, 5 HRS PER MONTH, 0 HRS DURING TRADING, 51% OWNER WITH SPOUSE WHO RUNS BUSINESS.; CO-TRUSTEE FOR AUNT, INV RELATED, MASHPEE, MA, START: 7/28/2021, 1 HR/MONTH, 0 HRS DURING TRADING.; CO-TRUSTEE FOR UNCLE; INV. RELATED; NEW GLOUCESTER, ME; START DATE 5/2022; 1 HR PER MONTH; 0 HRS DURING TRADING.; TRUSTEE FOR FATHER, INV RELATED, KENNEBUNK, ME, START: 11/02/2023, 1 HOUR A MONTH, 0 HOURS DURING TRADING.; TRUSTEE FOR MOTHER, INV RELATED, KENNEBUNK, ME, START: 11/02/2023, 1 HOUR A MONTH, 0 HOURS DURING TRADING.; POWER OF ATTORNEY FOR FATHER, INV RELATED, KENNEBUNK, ME, START: 7/2/2024, 1 HOUR A MONTH, 0 HOURS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-11-20 |
| S63 | Uniform Securities Agent State Law Examination | 2000-06-08 |
Reach out to this advisor