Vic V Mullet

Current Employers

Centaurus Financial, Inc.

2300 East Katella Ave Suite 200, Anaheim, CA 92806 • United States

Current Registrations

Authority	Category	Status	Date
MT	RA	APPROVED	2007-01-03

MT RA
APPROVED

Since 2007-01-03

Branch Locations

Laurel, MT • United States

540 Fort Evans Road, Ne Suite #200, Leesburg, VA 20176 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Guardiance Alliance	Billings	MT	06/2003	Present
Centaurus Financial, Inc.	Orange	CA	01/2007	Present

06/2003 → Present

Guardiance Alliance

Billings, MT
01/2007 → Present

Centaurus Financial, Inc.

Orange, CA

Previous Registrations

2005-01-19 → 2006-12-31

Investors Capital Corp.

Billings, MT

Kalispell, MT

Billings, MT
2004-04-14 → 2004-12-31

Eastern Point Advisors Inc.

Billings, MT

Other Businesses

PRESIDENT OF GUARDIAN ALLIANCE FINANCIAL SERVICES, 2822 3RD AVE., SUITE #204, BILLINGS, MT 59808. NON INVESTMENT RELATED SINCE 05/2003 AND I SPEND APPROX. 80 HOURS PER MONTH ON THIS ACTIVITY. SALES OF HEALTH, & LIFE INSURANCE.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2004-04-12
S63	Uniform Securities Agent State Law Examination	2004-04-08

S65 Uniform Investment Adviser Law Examination

2004-04-12
S63 Uniform Securities Agent State Law Examination

2004-04-08

View on SEC IAPD