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Jamie Christopher Smith

Equitable Advisors, LLC

La Jolla, CA

San Diego, CA

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-06-01
CA RA APPROVED 2003-06-24
  • TX RA
    APPROVED_RES
    Since 2020-06-01
  • CA RA
    APPROVED
    Since 2003-06-24

Branch Locations

La Jolla, CA • United States

4370 La Jolla Village Dr. Suite 400, San Diego, CA 92122 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 04/2003 06/2020
Equitable Advisors, Llc New York NY 04/2003 Present
Other Businesses

1. Rental Property Owner. 2. Outside Fixed Business

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-05-27
  • S66 Uniform Combined State Law Examination
    2003-05-27
Other Names
  • Jamie C Smith

View on SEC IAPD

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