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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-04-01 |
| NJ | RA | APPROVED | 2022-04-01 |
| PA | RA | APPROVED | 2022-03-31 |
Branch Locations
2401 Pennsylvania Ave, Philadelphia, PA 19130 • United States
2843 N Broad St, Philadelphia, PA 19132 • United States
5458 Germantown Ave, Philadelphia, PA 19144 • United States
2401 W Cheltenham Ave Ste 240, Wyncote, PA 19095 • United States
100 N 18Th St 22Nd Fl [L2-Rbo], Philadelphia, PA 19103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Santander Bank Na | Cherry Hill | NJ | 07/2014 | 12/2016 |
| Santander Securities Llc | Guaynabo | PR | 07/2014 | 12/2016 |
| Citizens Securities, Inc. | Langhorne | PA | 12/2016 | 03/2022 |
| Wells Fargo Clearing Services, Llc | Chesterbrook | PA | 03/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-02-23 |
| S66 | Uniform Combined State Law Examination | 2006-03-27 |
| S63 | Uniform Securities Agent State Law Examination | 2003-11-26 |
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