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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-04-01
NJ RA APPROVED 2022-04-01
PA RA APPROVED 2022-03-31
  • FL RA
    APPROVED
    Since 2022-04-01
  • NJ RA
    APPROVED
    Since 2022-04-01
  • PA RA
    APPROVED
    Since 2022-03-31

Branch Locations

2401 Pennsylvania Ave, Philadelphia, PA 19130 • United States

2843 N Broad St, Philadelphia, PA 19132 • United States

5458 Germantown Ave, Philadelphia, PA 19144 • United States

2401 W Cheltenham Ave Ste 240, Wyncote, PA 19095 • United States

100 N 18Th St 22Nd Fl [L2-Rbo], Philadelphia, PA 19103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Santander Bank Na Cherry Hill NJ 07/2014 12/2016
Santander Securities Llc Guaynabo PR 07/2014 12/2016
Citizens Securities, Inc. Langhorne PA 12/2016 03/2022
Wells Fargo Clearing Services, Llc Chesterbrook PA 03/2022 Present
Previous Registrations
  • 2017-01-12 → 2022-03-31
    Horsham, PA
    North Wales, PA
    Jamison, PA
    North Wales, PA
    Horsham, PA
    Warminster, PA
    Plymouth Meeting, PA
    Warminster, PA
    Conshohocken, PA
    Willow Grove, PA
    Philadelphia, PA
    Rochester, PA
    North Wales, PA
    Philadelphia, PA
    Philadelphia, PA
    Newton, PA
    Newtown, PA
    Philadelphia, PA
    Philadelphia, PA
    Philadelphia, PA
    Philadelphia, PA
    Philadelphia, PA
    Philadelphia, PA
    Philadelphia, PA
    Philadelphia, PA
    Philadelphia, PA
    Langhorne, PA
    Langhorne, PA
  • 2014-07-17 → 2016-12-08
    Cherry Hill, NJ
    Villanova, PA
    Burlington, NJ
    Westmont, NJ
    Mt. Holly, NJ
    Pennsauken, NJ
    Palmyra, NJ
    Clementon, NJ
    Yardley, PA
    Toms River, NJ
    Cherry Hill, NJ
    Washington Crossing, PA
    Bethlehem, PA
  • 2012-05-18 → 2014-07-11
    M&T Securities, Inc.
    West Chester, PA
    Paoli, PA
    South Hampton, PA
    Doylestown, PA
    Wayne, PA
    Wilkes-Barre, PA
    Wilmington, DE
    Philadelphia, PA
    Philadelphia, PA
    Philadelphia, PA
    Philadelphia, PA
    Philadelphia, PA
    Glenolden, PA
    Philadelphia, PA
    Glen Mills, PA
    Havertown, PA
    Drexel Hill, PA
    Media, PA
    Fishkill, NY
    Ridley Park, PA
    Wilmington, DE
    Horsham, PA
    Bensalem, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-02-23
S66 Uniform Combined State Law Examination 2006-03-27
S63 Uniform Securities Agent State Law Examination 2003-11-26
  • S65 Uniform Investment Adviser Law Examination
    2017-02-23
  • S66 Uniform Combined State Law Examination
    2006-03-27
  • S63 Uniform Securities Agent State Law Examination
    2003-11-26
Designations

View on SEC IAPD

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