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Carl W Litsch

Ubs Financial Services Inc.

Boston, MA

Weehawken, NJ

Sudbury, MA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2020-12-23
  • NH RA
    APPROVED
    Since 2020-12-23

Branch Locations

One Post Office Square 35Th Floor, Boston, MA 02109 • United States

1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES

Sudbury, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Chainstone Labs Norwell MA 10/2017 01/2020
Af Asset Management Corp. Norwell MA 02/2018 01/2020
N/A Norwell MA 06/2016 10/2017
Watchdog Capital, Llc Alpharetta GA 01/2019 01/2020
N/A Sudbury MA 02/2020 07/2020
Dalmore Group, Llc Woodmere NY 08/2020 12/2020
Ubs Financial Services Inc. Portsmouth NH 12/2020 Present
  • 10/2017 → 01/2020
    Chainstone Labs
    Norwell, MA
  • 02/2018 → 01/2020
    Af Asset Management Corp.
    Norwell, MA
  • 06/2016 → 10/2017
    N/A
    Norwell, MA
  • 01/2019 → 01/2020
    Watchdog Capital, Llc
    Alpharetta, GA
  • 02/2020 → 07/2020
    N/A
    Sudbury, MA
  • 08/2020 → 12/2020
    Dalmore Group, Llc
    Woodmere, NY
  • 12/2020 → Present
    Ubs Financial Services Inc.
    Portsmouth, NH
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-06-10
  • S66 Uniform Combined State Law Examination
    2003-06-10

View on SEC IAPD

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Other Investors

JOHN KENNEDY
JOSHUA WEBSTER JONES
STEPHEN ELLSWORTH JOHNSON
CHRISTOPHER MICHAEL HAGAN
ALDEN Wakefield WITMAN
JEFFREY ABRAHAM BESHANSKY
Holly A Dumlupinar
Andrew Joseph Busa

Other Offices

COHERE CAPITAL · BOSTON, MA
BAYPINE HOLDINGS LP · BOSTON, MA
GUIDEPOST GROWTH EQUITY MANAGEMENT COMPANY, L.P. · BOSTON, MA
LONGWOOD MANAGEMENT LLC · BOSTON, MA
ADVENT INTERNATIONAL, L.P. · BOSTON, MA
NEW HERITAGE CAPITAL, LLC · BOSTON, MA
WUXI HEALTHCARE VENTURES MANAGEMENT US LLC · BOSTON, MA
NEWPATH MANAGEMENT, L.P. · BOSTON, MA

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