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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2025-03-25 |
| FL | RA | APPROVED | 2024-06-14 |
| NY | RA | APPROVED | 2024-06-14 |
| NC | RA | APPROVED | 2024-06-14 |
| TX | RA | APPROVED | 2024-06-14 |
Branch Locations
240 West 35Th Street Suite 301, New York, NY 10001 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wall Street Financial Group, Inc. | Fairport | NY | 06/2010 | 09/2016 |
| Securities America, Inc. | New York | NY | 09/2016 | 06/2024 |
| Securities America Advisors, Inc. | New York | NY | 09/2016 | 06/2024 |
| Osaic Wealth, Inc. | New York | NY | 06/2024 | Present |
| Osaic Wealth, Inc. | New York | NY | 06/2024 | Present |
***FREE LANCE ACTING POSITION: Free Lance Acting NATURE: Actor; Not Investment Related; Free Lance Acting INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2008 ADDRESS: 236 West 26th Street, Apt 1003, New York NY 10001 DESCRIPTION: Actor; Not Investment Related; Free Lance Acting ***CAPITOL BUILDING LOFT CORP POSITION: Board Member of the Coop Building that I live in. My role will be Board Treasurer which involves monthly review of Finances. NATURE: Board Member of the Coop Building that I live in. My role will be Board Treasurer which involves monthly review of Finances. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 12/10/2018 ADDRESS: 236 West 26th Street, New York NY 10001 DESCRIPTION: My role will be Board Treasurer which involves monthly review of Finances. ***WALL STREET ALLIANCE GROUP POSITION: Advisor NATURE: Securities America Advisors - Position: IAR - Nature: Investment Advisory Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 09/01/2016 ADDRESS: 450 Seventh Ave, Ste 605 New York NY 10123 DESCRIPTION: Its advisory business through SAI. ***WALL STREET ALLIANCE GROUP POSITION: Insurance Sales NATURE: Insurance Sales. Compensated on a commission basis. 10 hours per month, 1 during trading hours. Start 8/13/10 INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 08/13/2010 ADDRESS: 450 Seventh Avenue, Suite 605, New York NY 10123, United States DESCRIPTION: Insurance Sales
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-03-23 |
| S63 | Uniform Securities Agent State Law Examination | 2003-05-02 |
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