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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2019-04-09
  • OH RA
    APPROVED
    Since 2019-04-09

Branch Locations

444 Havens Corner Road, Gahanna, OH 43230 • United States

1235 North 21St Street, Newark, OH 43055 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Newark OH 09/2007 09/2017
Fifth Third Securities Newark OH 10/2007 09/2017
Charles Schwab & Co., Inc. Columbus OH 10/2017 Present
Charles Schwab Bank Columbus OH 10/2017 Present
Fifth Third Bank Gahanna OH 04/2019 Present
Fifth Third Securities Gahanna OH 04/2019 Present
Southgate Corporation Newark OH 07/2018 03/2019
Charles Schwab & Co Columbus OH 10/2017 07/2018
Fifth Third Bank Newark OH 09/2007 09/2017
Fifth Third Bank Newark OH 09/2007 09/2017
  • 09/2007 → 09/2017
    Fifth Third
    Newark, OH
  • 10/2007 → 09/2017
    Fifth Third Securities
    Newark, OH
  • 10/2017 → Present
    Columbus, OH
  • 10/2017 → Present
    Charles Schwab Bank
    Columbus, OH
  • 04/2019 → Present
    Fifth Third Bank
    Gahanna, OH
  • 04/2019 → Present
    Fifth Third Securities
    Gahanna, OH
  • 07/2018 → 03/2019
    Southgate Corporation
    Newark, OH
  • 10/2017 → 07/2018
    Charles Schwab & Co
    Columbus, OH
  • 09/2007 → 09/2017
    Fifth Third Bank
    Newark, OH
  • 09/2007 → 09/2017
    Fifth Third Bank
    Newark, OH
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-08-31
S63 Uniform Securities Agent State Law Examination 2008-02-13
  • S66 Uniform Combined State Law Examination
    2011-08-31
  • S63 Uniform Securities Agent State Law Examination
    2008-02-13
Other Names
  • Shannon Marie Calhoun
  • Shannon Marie Arias

View on SEC IAPD

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