Norman Kang Pia

Current Employers

Assetmark, Inc.

1655 Grant Street 10Th Floor, Concord, CA 94520-2445 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2010-02-15

CA RA
APPROVED

Since 2010-02-15

Branch Locations

Ventura, CA • United States

1655 Grant Street 10Th Floor, Concord, CA 94520-2445 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Assetmark Brokerage, Llc	Ventura	CA	08/2014	Present
Assetmark Financial Holdings, Inc.	Ventura	CA	08/2014	Present

08/2014 → Present

Assetmark Brokerage, Llc

Ventura, CA
08/2014 → Present

Assetmark Financial Holdings, Inc.

Ventura, CA

Other Businesses

ASSETMARK FINANCIAL HOLDINGS, INC. (PARENT COMPANY) - IN CONCORD, CA - INVESTMENT RELATED - EMPLOYMENT START DATE 08/2014 - 160 HRS / MONTHLY, VP, ADVISOR SUCCESS OF ASSETMARK, INC. - A REGISTERED INVESTMENT ADVISER - IN CONCORD CA - AFFILIATE OF ASSETMARK BROKERAGE, LLC. - INVESTMENT RELATED.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2010-02-11
S63	Uniform Securities Agent State Law Examination	2003-09-16

S65 Uniform Investment Adviser Law Examination

2010-02-11
S63 Uniform Securities Agent State Law Examination

2003-09-16