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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-04-26
TX RA APPROVED 2021-04-15
  • FL RA
    APPROVED
    Since 2021-04-26
  • TX RA
    APPROVED
    Since 2021-04-15

Branch Locations

4225 Ponce De Leon Blvd Suite 600, Coral Gables, FL 33146 • United States

Marco Island, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Efg Capital International Corp Miami FL 11/2008 11/2016
Efg Capital Advisors Llc Miami FL 11/2008 11/2016
Efg Capital Advisors Inc Miami FL 03/2014 11/2016
Efg Asset Management (Americas) Corp Miami FL 03/2014 11/2016
Wells Fargo Clearing Services, Llc Miami FL 11/2016 04/2021
Ubs Financial Services, Inc. Coral Gables FL 04/2021 Present
  • 11/2008 → 11/2016
    Efg Capital International Corp
    Miami, FL
  • 11/2008 → 11/2016
    Efg Capital Advisors Llc
    Miami, FL
  • 03/2014 → 11/2016
    Efg Capital Advisors Inc
    Miami, FL
  • 03/2014 → 11/2016
    Efg Asset Management (Americas) Corp
    Miami, FL
  • 11/2016 → 04/2021
    Miami, FL
  • 04/2021 → Present
    Coral Gables, FL
Previous Registrations
  • 2016-11-18 → 2021-04-19
    Coral Gables, FL
  • 2014-04-01 → 2016-11-28
    Efg Capital Advisors Inc.
    Miami, FL
  • 2014-03-24 → 2016-11-28
    Miami, FL
  • 2010-04-14 → 2014-10-29
    Efg Capital Advisors Llc
    Miami, FL
  • 2005-09-07 → 2008-05-06
    Ubs International Inc.
    New York, NY
    Miami, FL
  • 2003-06-18 → 2005-07-13
    Efg Capital International Llc
    Miami, FL
Other Businesses

NOTARY PUBLIC, NOT INV RELATED, MARCO ISLAND, FL. START: 10/5/16, 1 HOUR/MONTH, 0 DURING TRADING, NOTARIZE DOCUMENTS. RENTAL PROPERTY; INV RELATED; MARCO ISLAND, FL; OWNER WITH SPOUSE; VACATION RENTAL PROPERTY; START: 1/6/10; 3 HRS/MO; 0 DURING TRADING. ATLANTIC MULTI FAMILY 12 - BELLA TERRAZA, LLC, INV RELATED, JACKSONVILLE, FL, 100% OWNERSHIP WITH SPOUSE, START 8/14/2016, ZERO HOURS PER MONTH, PASSIVE INVESTOR.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-06-04
  • S66 Uniform Combined State Law Examination
    2003-06-04
Designations
Other Names
  • Charlie Jefferson May
  • Carlos Jefferson May

View on SEC IAPD

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