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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-04-26 |
| TX | RA | APPROVED | 2021-04-15 |
Branch Locations
4225 Ponce De Leon Blvd Suite 600, Coral Gables, FL 33146 • United States
Marco Island, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Efg Capital International Corp | Miami | FL | 11/2008 | 11/2016 |
| Efg Capital Advisors Llc | Miami | FL | 11/2008 | 11/2016 |
| Efg Capital Advisors Inc | Miami | FL | 03/2014 | 11/2016 |
| Efg Asset Management (Americas) Corp | Miami | FL | 03/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Miami | FL | 11/2016 | 04/2021 |
| Ubs Financial Services, Inc. | Coral Gables | FL | 04/2021 | Present |
NOTARY PUBLIC, NOT INV RELATED, MARCO ISLAND, FL. START: 10/5/16, 1 HOUR/MONTH, 0 DURING TRADING, NOTARIZE DOCUMENTS. RENTAL PROPERTY; INV RELATED; MARCO ISLAND, FL; OWNER WITH SPOUSE; VACATION RENTAL PROPERTY; START: 1/6/10; 3 HRS/MO; 0 DURING TRADING. ATLANTIC MULTI FAMILY 12 - BELLA TERRAZA, LLC, INV RELATED, JACKSONVILLE, FL, 100% OWNERSHIP WITH SPOUSE, START 8/14/2016, ZERO HOURS PER MONTH, PASSIVE INVESTOR.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-06-04 |
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